SB410: Conflict of Interests Acts, State and Local Government and General Assembly, lobbyist disclosure.

SENATE BILL NO. 410

Offered January 8, 2014
Prefiled January 7, 2014
A BILL to amend and reenact §§ 2.2-426, 2.2-433, 2.2-3117, and 30-111 of the Code of Virginia and to amend the Code of Virginia by adding a section numbered 2.2-3103.1 and by adding in Article 2 of Chapter 13 of Title 30 a section numbered 30-103.1, relating to the State and Local Government Conflict of Interests Act and the General Assembly Conflicts of Interests Act; prohibited gifts; disclosures.
Patron-- McWaters

Referred to Committee on Rules

Be it enacted by the General Assembly of Virginia:

1. That §§ 2.2-426, 2.2-433, 2.2-3117, and 30-111 of the Code of Virginia are amended and reenacted and that the Code of Virginia is amended by adding a section numbered 2.2-3103.1 and by adding in Article 2 of Chapter 13 of Title 30 a section numbered 30-103.1 as follows:

§ 2.2-426. Lobbyist reporting; penalty.

A. Each lobbyist shall file a separate annual report of expenditures, including gifts, for each principal for whom he lobbies by July 1 for the preceding 12-month period complete through April 30.

B. Each principal who expends more than $500 to employ or compensate multiple lobbyists shall be responsible for filing a consolidated lobbyist report pursuant to this section in any case in which the lobbyists are each exempt under the provisions of subdivision 7 or 8 of § 2.2-420 from the reporting requirements of this section.

C. The report shall be on a form provided by the Secretary of the Commonwealth, which shall be substantially as follows and shall be accompanied by instructions provided by the Secretary.


                      LOBBYIST'S DISCLOSURE STATEMENT
  PART I:
  (1)  PRINCIPAL: .....................................................
       In Part I, item 2a, provide the name of the individual
       authorizing your employment as a lobbyist. The lobbyist filing
       this statement MAY NOT list his name in item 2a. THE INDIVIDUAL
       LISTED IN PART I, ITEM 2A, MUST SIGN THE PRINCIPAL'S STATEMENT.
  (2a) Name: ..........................................................
  (2b) Permanent Business Address: ....................................
  (2c) Business Telephone: ............................................
  (3)  Provide a list of executive and legislative actions (with as
       much specificity as possible) for which you lobbied and a
       description of activities conducted.
       ................................................................
       ................................................................
       ................................................................
  (4)  INCORPORATED FILINGS: If you are filing an incorporated
       disclosure statement, please complete the following:
       Individual filing financial information: .......................
       Individuals to be included in the filing: ......................
       ................................................................
  (5)  Please indicate which schedules will be attached to your
       disclosure statement:
       [ ] Schedule A: Entertainment Expenses
       [ ] Schedule B:  Gifts Other Expenses
       [ ] Schedule C: Other Expenses
  (6)  EXPENDITURE TOTALS:
       a) ENTERTAINMENT .....................................  $ ......
       b)  GIFTS .............................................  $ ......
       c) OFFICE EXPENSES ...................................  $ ......
       d) c) COMMUNICATIONS ....................................  $ ......
       e) d) PERSONAL LIVING AND TRAVEL EXPENSES ...............  $ ......
       f) e) COMPENSATION OF LOBBYISTS .........................  $ ......
       g)f) HONORARIA .........................................  $ ......
       h)g) REGISTRATION COSTS ................................  $ ......
       i)h) OTHER .............................................  $ ......
       TOTAL ................................................  $ ......
  PART II:
  (1a) NAME OF LOBBYIST: ..............................................
  (1b) Permanent Business Address: ....................................
  (1c) Business Telephone: ............................................
  (2)  As a lobbyist, you are (check one)
       [ ] EMPLOYED (on the payroll of the principal)
       [ ] RETAINED (not on the payroll of the principal, however
           compensated)
       [ ] NOT COMPENSATED (not compensated; expenses may be reimbursed)
  (3)  List all lobbyists other than yourself who registered to
       represent your principal.
       ................................................................
       ................................................................
       ................................................................
  (4)  If you selected "EMPLOYED" as your answer to Part II, item 2,
       provide your job title.
       ................................................................
  PLEASE NOTE: Some lobbyists are not individually compensated for
  lobbying activities. This may occur when several members of a firm
  represent a single principal. The principal, in turn, makes a single
  payment to the firm. If this describes your situation, do not answer
  Part II, items 5a and 5b. Instead, complete Part III, items 1 and 2.
  (5a) What was the DOLLAR AMOUNT OF YOUR COMPENSATION as a lobbyist?
       (If you have job responsibilities other than those involving
       lobbying, you may have to prorate to determine the part of your
       salary attributable to your lobbying activities.) Transfer your
       answer to this item to Part I, item 6f 6e.
  (5b) Explain how you arrived at your answer to Part II, item 5a.
       ................................................................
       ................................................................
       ................................................................
  PART III:
  PLEASE NOTE: If you answered Part II, items 5a and 5b, you WILL NOT
  complete this section.
  (1) List all members of your firm, organization, association,
      corporation, or other entity who furnished lobbying services to
      your principal.
      .................................................................
      .................................................................
      .................................................................
  (2) Indicate the total amount paid to your firm, organization,
      association, corporation or other entity for services rendered.
      Transfer your answer to this item to Part I, item 6f.............
                                SCHEDULE A
                          ENTERTAINMENT EXPENSES
  PLEASE NOTE: Any single entertainment event included in the expense
  totals of the principal, with a value greater than $50, should be itemized below. Transfer any totals from   this schedule to Part I, item 6a. (Please duplicate as needed.)
  Date and Location of Event:
  .....................................................................
  .....................................................................
  Description of Event:
  .....................................................................
  .....................................................................
  Total Number of Persons Attending:
  .....................................................................
  Names of Legislative and Executive Officials Attending: (List names
  only if the average value for each person attending the event was
  greater than $50.)
  .....................................................................
  .....................................................................
  .....................................................................
  .....................................................................
  Food ......................................................  $ ......
  Beverages .................................................  $ ......
  Transportation of Legislative and Executive Officials .....  $ ......
  Lodging of Legislative and Executive Officials ............  $ ......
  Performers, Speakers, Etc. ................................  $ ......
  Displays ..................................................  $ ......
  Rentals ...................................................  $ ......
  Service Personnel .........................................  $ ......
  Miscellaneous .............................................  $ ......
  TOTAL .....................................................  $ ......
                                SCHEDULE B
                                   GIFTS
  PLEASE NOTE: 
  Any single gift reported in the
  expense totals of the principal, with a value greater than $50,should be itemized below. (Report meals,
  entertainment and travel under Schedule A.) Transfer any totals from
  this schedule to Part I, item 6b. (Please duplicate as needed.)
                                   Name of each 
                                   legislative or
                                   executive official      Cost of
  Date         Description         who is a recipient      individual
  of gift:     of gift:            of a gift:              gift:
  ...........  ..................  ......................  $ ..........
  ...........  ..................  ......................  $ ..........
  ...........  ..................  ......................  $ ..........
  ...........  ..................  ......................  $ ..........
  TOTAL COST TO PRINCIPAL ...............................  $ ..........
                                SCHEDULE C

                              OTHER EXPENSES
  PLEASE NOTE: This section is provided for any lobbying-related
  expenses not covered in Part I, items 6a - 6h 6g. An example of an
  expenditure to be listed on schedule C B would be the rental of a
  bill box during the General Assembly session. Transfer the total
  from this schedule to Part I, item 6i6h. (Please duplicate as needed.)
  DATE OF EXPENSE     DESCRIPTION OF EXPENSE            AMOUNT
  ..................  ................................  $ ..........
  ..................  ................................  $ ..........
  ..................  ................................  $ ..........
  ..................  ................................  $ ..........
  ..................  ................................  $ ..........
  ..................  ................................  $ ..........
  ..................  ................................  $ ..........
  ..................  ................................  $ ..........
  ..................  ................................  $ ..........
  TOTAL "OTHER" EXPENSES .............................  $ ..........
  PART IV: STATEMENTS
  Both the lobbyist and principal officer must sign the disclosure
  statement, attesting to its completeness and accuracy. The following
  items are mandatory and if they are not properly completed, the
  entire filing will be rejected and returned to the lobbyist:
  (1) All signatures on the statement must be ORIGINAL in the format
      specified in the instructions provided by the Secretary that
      accompany this form. No stamps, or other reproductions of the
      individual's signature will be accepted.
  (2) An individual MAY NOT sign the disclosure statement as lobbyist
      and principal officer.
                           STATEMENT OF LOBBYIST
  I, the undersigned registered lobbyist, do state that the information
  furnished on this disclosure statement and on all accompanying
  attachments required to be made thereto is, to the best of my
  knowledge and belief, complete and accurate.
                                              ........................
                                              Signature of lobbyist
 
                                              ........................
                                              Date 
                          STATEMENT OF PRINCIPAL
  I, the undersigned principal (or an authorized official thereof), do
  state that the information furnished on this disclosure statement
  and on all accompanying attachments required to be made thereto is,
  to the best of my knowledge and belief, complete and accurate.
                                              .......................
                                              Signature of principal
 
                                              .......................
                                              Date 

D. A person who signs the disclosure statement knowing it to contain a material misstatement of fact shall be is guilty of a Class 5 felony.

E. Each lobbyist shall send to each legislative and executive official who is required to be identified by name on Schedule A or B of the Lobbyist's Disclosure Form a copy of Schedule A or B or a summary of the information pertaining to that official. Copies or summaries shall be provided to the official by December 15 for the preceding 12-month period complete through November 30.

§ 2.2-433. Prohibited acts; violation a misdemeanor.

A. No lobbyist shall:

1. Lobby in violation of the provisions of this article;

2. Make any expenditure, or obligate himself to do so, in connection with lobbying, unless he fully discloses the expenditure as required in this article; or

3. Provide any single gift with a value that is reasonably expected to be in excess of $100, or gifts with an aggregate value reasonably expected to be in excess of $100, to any single executive or legislative official; or

4. Misrepresent in any material respect or omit any information required to be reported pursuant to this article.

B. No lobbyist's principal shall:

1. Fail to file any statement required to be filed by the provisions of this article;

2. Misrepresent in any material respect or omit any information required to be reported pursuant to this article; or

3. Violate any of the provisions of this article.

C. Except as provided in subsection D of § 2.2-426, any lobbyist or lobbyist's principal violating any provision of this article shall be is guilty of a Class 1 misdemeanor. However, a lobbyist who receives no compensation or anything of value for lobbying shall not be subject to the criminal penalties prescribed by this section.

§ 2.2-3103.1. Certain gifts prohibited.

A. No officer or employee of a state or local governmental or advisory agency required to file the form prescribed in § 2.2-3117 or any member of an officer's or employee's immediate family shall solicit, accept, or receive any gift with a value that is reasonably expected to be in excess of $100, or gifts with an aggregate value in excess of $100, from any single source other than a relative or personal friend. Entertainment expenses that are accounted for in Schedule A of the Lobbyist's Disclosure Statement required by § 2.2-426 shall not be included in determining the total value of gifts received.

B. In determining whether the individual providing a gift is a personal friend, the officer or employee shall consider the circumstances under which the gift was offered, including (i) the history of the relationship between the individual giving the gift and the officer or employee receiving the gift, including any previous exchange of gifts between those individuals; (ii) whether, to the actual knowledge of the officer or employee, the individual who gave the gift personally paid for the gift or sought a tax deduction or business reimbursement for the gift; and (iii) whether, to the actual knowledge of the officer or employee, the individual who gave the gift also at the same time gave similar gifts to other officers or employees.

§ 2.2-3117. Disclosure form.

The disclosure form to be used for filings required by subsections A and D of § 2.2-3114 and subsections A and E of § 2.2-3115 shall be substantially as follows:


                         STATEMENT OF ECONOMIC INTERESTS.
  Name ...............................................................
  Office or position held or sought ..................................
  Address ............................................................
  Names of members of immediate family ...............................

DEFINITIONS AND EXPLANATORY MATERIAL.

"Business" means a corporation, partnership, sole proprietorship, firm, enterprise, franchise, association, trust or foundation, or any other individual or entity carrying on a business or profession, whether or not for profit.

"Close financial association" means an association in which the person filing shares significant financial involvement with an individual and the filer would reasonably be expected to be aware of the individual's business activities and would have access to the necessary records either directly or through the individual. "Close financial association" does not mean an association based on (i) the receipt of retirement benefits or deferred compensation from a business by which the person filing this statement is no longer employed, or (ii) the receipt of compensation for work performed by the person filing as an independent contractor of a business that represents an entity before any state governmental agency when the person filing has had no communications with the state governmental agency.

"Contingent liability" means a liability that is not presently fixed or determined, but may become fixed or determined in the future with the occurrence of some certain event.

"Dependent" means any person, whether or not related by blood or marriage, who receives from the officer or employee, or provides to the officer or employee, more than one-half of his financial support.

"Gift" means any gratuity, favor, discount, entertainment, hospitality, loan, forbearance, or other item having monetary value. It includes services as well as gifts of transportation, local travel, lodgings and meals, whether provided in-kind, by purchase of a ticket, payment in advance or reimbursement after the expense has been incurred. "Gift" shall not include any offer of a ticket or other admission or pass unless the ticket, admission, or pass is used. "Gift" shall not include honorary degrees and presents from relatives. "Relative" means the donee's spouse, child, uncle, aunt, niece, or nephew; a person to whom the donee is engaged to be married; the donee's or his spouse's parent, grandparent, grandchild, brother, or sister; or the donee's brother's or sister's spouse.

"Immediate family" means (i) a spouse and (ii) any other person residing in the same household as the officer or employee, who is a dependent of the officer or employee or of whom the officer or employee is a dependent.

TRUST. If you or your immediate family, separately or together, are the only beneficiaries of a trust, treat the trust's assets as if you own them directly. If you or your immediate family has a proportional interest in a trust, treat that proportion of the trust's assets as if you own them directly. For example, if you and your immediate family have a one-third interest in a trust, complete your Statement as if you own one-third of each of the trust's assets. If you or a member of your immediate family created a trust and can revoke it without the beneficiaries' consent, treat its assets as if you own them directly.

REPORT TO THE BEST OF INFORMATION AND BELIEF. Information required on this Statement must be provided on the basis of the best knowledge, information and belief of the individual filing the Statement as of the date of this report unless otherwise stated.

COMPLETE ITEMS 1 THROUGH 10 9. REFER TO SCHEDULES ONLY IF DIRECTED.

You may attach additional explanatory information.

1. Offices and Directorships.

Are you or a member of your immediate family a paid officer or paid director of a business?

EITHER check NO /  / OR check YES /  / and complete Schedule A.

2. Personal Liabilities.

Do you or a member of your immediate family owe more than $10,000 to any one creditor including contingent liabilities? (Exclude debts to any government and loans secured by recorded liens on property at least equal in value to the loan.)

EITHER check NO /  / OR check YES /  / and complete Schedule B.

3. Securities.

Do you or a member of your immediate family, directly or indirectly, separately or together, own securities valued in excess of $10,000 invested in one business? Account for mutual funds, limited partnerships and trusts.

EITHER check NO /  / OR check YES /  / and complete Schedule C.

4. Payments for Talks, Meetings, and Publications.

During the past 12 months did you receive lodging, transportation, money, or anything else of value with a combined value exceeding $200 for a single talk, meeting, or published work in your capacity as an officer or employee of your agency?

EITHER check NO /  / OR check YES /  / and complete Schedule D.

5. Gifts.

During the past 12 months did a business, government, or individual other than a relative or personal friend (i) furnish you with any gift or entertainment at a single event, and the value received by you exceeded $50 in value or (ii) furnish you with gifts or entertainment in any combination and the value received by you exceeded $100 in total value; and for which you neither paid nor rendered services in exchange? Account for entertainment events only if the average value per person attending the event exceeded $50 in value. Account for all business entertainment (except if related to your private profession or occupation) even if unrelated to your official duties.

EITHER check NO /  / OR check YES /  / and complete Schedule E.

6. Salary and Wages.

List each employer that pays you or a member of your immediate family salary or wages in excess of $10,000 annually. (Exclude state or local government or advisory agencies.)

If no reportable salary or wages, check here /  /.

______________________________________________________________________

______________________________________________________________________

______________________________________________________________________

7. 6. Business Interests.

Do you or a member of your immediate family, separately or together, operate your own business, or own or control an interest in excess of $10,000 in a business?

EITHER check NO /  / OR check YES /  / and complete Schedule F E.

8. 7. Payments for Representation and Other Services.

8A.  7A. Did you represent, excluding activity defined as lobbying in § 2.2-419, any businesses before any state governmental agencies, excluding courts or judges, for which you received total compensation during the past 12 months in excess of $1,000, excluding compensation for other services to such businesses and representation consisting solely of the filing of mandatory papers and subsequent representation regarding the mandatory papers? (Officers and employees of local governmental and advisory agencies do NOT need to answer this question or complete Schedule G-1 F-1.)

EITHER check NO /  / OR check YES /  / and complete Schedule G-1 F-1.

8B7B. Subject to the same exceptions as in 8A 7A, did persons with whom you have a close financial association (partners, associates or others) represent, excluding activity defined as lobbying in § 2.2-419, any businesses before any state governmental agency for which total compensation was received during the past 12 months in excess of $1,000? (Officers and employees of local governmental and advisory agencies do NOT need to answer this question or complete Schedule G-2 F-1.)

EITHER check NO /  / OR check YES /  / and complete Schedule G-2 F-2.

8C. 7C. Did you or persons with whom you have a close financial association furnish services to businesses operating in Virginia pursuant to an agreement between you and such businesses, or between persons with whom you have a close financial association and such businesses for which total compensation in excess of $1,000 was received during the past 12 months?

EITHER check NO /  / OR check YES /  / and complete Schedule G-3 F-3.

9.  8. Real Estate.

9A.  8A. State Officers and Employees.

Do you or a member of your immediate family hold an interest, including a partnership interest, valued at $10,000 or more in real property (other than your principal residence) for which you have not already listed the full address on Schedule F E? Account for real estate held in trust.

EITHER check NO /  / OR check YES /  / and complete Schedule H-1 G-1.

9B.  8B. Local Officers and Employees.

Do you or a member of your immediate family hold an interest, including a partnership interest, or option, easement, or land contract, valued at $10,000 or more in real property (other than your principal residence) for which you have not already listed the full address on Schedule F E? Account for real estate held in trust.

EITHER check NO /  / OR check YES /  / and complete Schedule H-2 G-2.

10.  9. Real Estate Contracts with Governmental Agencies.

Do you or a member of your immediate family hold an interest valued at more than $10,000 in real estate, including a corporate, partnership, or trust interest, option, easement, or land contract, which real estate is the subject of a contract, whether pending or completed within the past 12 months, with a governmental agency? If the real estate contract provides for the leasing of the property to a governmental agency, do you or a member of your immediate family hold an interest in the real estate valued at more than $1,000? Account for all such contracts whether or not your interest is reported in Schedule F, H-1, or H-2 E, G-1, or G-2. This requirement to disclose an interest in a lease does not apply to an interest derived through an ownership interest in a business unless the ownership interest exceeds three percent of the total equity of the business.

EITHER check NO /  / OR check YES /  / and complete Schedule I H. .

Statements of Economic Interests are open for public inspection.

AFFIRMATION BY ALL FILERS.

I swear or affirm that the foregoing information is full, true and correct to the best of my knowledge.

Signature ......................................................

(Return only if needed to complete Statement.)


                                      SCHEDULES
                                          to
                            STATEMENT OF ECONOMIC INTERESTS.

NAME ......................................................

SCHEDULE A - OFFICES AND DIRECTORSHIPS.

Identify each business of which you or a member of your immediate family is a paid officer or paid director.

___________________________________________________________________
 
  Name of Business        Address of Business      Position Held
  _____________________   ______________________   __________________
  _____________________   ______________________   __________________
  _____________________   ______________________   __________________
  _____________________   ______________________   __________________
  ___________________________________________________________________
                                                     RETURN TO ITEM 2

SCHEDULE B - PERSONAL LIABILITIES.

Report personal liability by checking each category. Report only debts in excess of $10,000. Do not report debts to any government. Do not report loans secured by recorded liens on property at least equal in value to the loan.

Report contingent liabilities below and indicate which debts are contingent.

1. My personal debts are as follows:

_______________________________________________________________________
 
         Check                                            Check one
      appropriate                                  $10,001 to   More than
       categories                                    $50,000     $50,000
  Banks                                            __________   _________
  Savings institutions                             __________   _________
  Other loan or finance companies                  __________   _________
  Insurance companies                              __________   _________
  Stock, commodity or other brokerage companies    __________   _________
  Other businesses:
  (State principal business activity for each
  creditor.)                                       __________   _________
                                                   __________   _________
                                                   __________   _________
  Individual creditors:
  (State principal business or
  occupation of each creditor.)                    __________   _________
                                                   __________   _________
                                                   __________   _________
  _______________________________________________________________________

2. The personal debts of the members of my immediate family are as follows:

_______________________________________________________________________
 
         Check                                            Check one
      appropriate                                  $10,001 to   More than
       categories                                    $50,000     $50,000
  Banks                                            __________   _________
  Savings institutions                             __________   _________
  Other loan or finance companies                  __________   _________
  Insurance companies                              __________   _________
  Stock, commodity or other brokerage companies    __________   _________
  Other businesses:
  (State principal business activity for each
  creditor.)                                       __________   _________
                                                   __________   _________
                                                   __________   _________
  Individual creditors:
  (State principal business or
  occupation of each creditor.)                    __________   _________
                                                   __________   _________
                                                   __________   _________
  _______________________________________________________________________
                                                         RETURN TO ITEM 3

SCHEDULE C - SECURITIES.


  "Securities" INCLUDES stocks, bonds,   "Securities" EXCLUDES
   mutual funds, limited partnerships,    certificates of deposit,
   and commodity futures contracts.       money market funds, annuity
   contracts, and insurance policies.

Identify each business or Virginia governmental entity in which you or a member of your immediate family, directly or indirectly, separately or together, own securities valued in excess of $10,000. Name each entity and type of security individually.

Do not list U.S. Bonds or other government securities not issued by the Commonwealth of Virginia or its authorities, agencies, or local governments. Do not list organizations that do not do business in this Commonwealth, but most major businesses conduct business in Virginia. Account for securities held in trust.

If no reportable securities, check here /  /.

____________________________________________________________________________
 
                                                            Check one
                               Type of Security     $10,001  $50,001    More
                   Type of  (stocks, bonds, mutual     to       to      than
  Name of Issuer   Entity        funds, etc.)       $50,000  $250,000 $250,000
  ______________   _______  _______________________ _______  _______  ________
  ______________   _______  _______________________ _______  _______  ________
  ______________   _______  _______________________ _______  _______  ________
  ______________   _______  _______________________ _______  _______  ________
  ____________________________________________________________________________
                                                              RETURN TO ITEM 4

SCHEDULE D - PAYMENTS FOR TALKS, MEETINGS, AND PUBLICATIONS.

List each source from which you received during the past 12 months lodging, transportation, money, or any other thing of value (excluding meals or drinks coincident with a meeting) with combined value exceeding $200 for your presentation of a single talk, participation in one meeting, or publication of a work in your capacity as an officer or employee of your agency.

List payments or reimbursements by an advisory or governmental agency only for meetings or travel outside the Commonwealth.

List a payment even if you donated it to charity.

Do not list information about a payment if you returned it within 60 days or if you received it from an employer already listed under Item 6 or from a source of income listed on Schedule F.

If no payment must be listed, check here / /.

__________________________________________________________________________
 
                                                           Type of payment
                                                           (e.g. honoraria,
                                                           travel reimburse-
  Payer        Approximate Value       Circumstances       ment, etc.)
  __________   _____________________   ________________    _________________
  __________   _____________________   ________________    _________________
  __________   _____________________   ________________    _________________
  __________   _____________________   ________________    _________________
  __________________________________________________________________________
                                                            RETURN TO ITEM 5 4

SCHEDULE E - GIFTS.

List each business, governmental entity, or individual that, during the past 12 months, (i) furnished you with any gift or entertainment at a single event and the value received by you exceeded $50 in value, or (ii) furnished you with gifts or entertainment in any combination and the value received by you exceeded $100 in total value; and for which you neither paid nor rendered services in exchange. List each such gift or event. Do not list entertainment events unless the average value per person attending the event exceeded $50 in value. Do not list business entertainment related to your private profession or occupation. Do not list gifts or other things of value given by a relative or personal friend for reasons clearly unrelated to your public position. Do not list campaign contributions publicly reported as required by Chapter 9.3 (§ 24.2-945 et seq.) of Title 24.2 of the Code of Virginia.

_____________________________________________________________________
 
  Name of Business,      City or
  Organization, or       County        Gift or
  Individual             and State     Event         Approximate Value
  ____________________   ___________   ___________   __________________
  ____________________   ___________   ___________   __________________
  ____________________   ___________   ___________   __________________
  ____________________   ___________   ___________   __________________
  _____________________________________________________________________
                                                       RETURN TO ITEM 6

SCHEDULE F  E - BUSINESS INTERESTS.

Complete this Schedule for each self-owned or family-owned business (including rental property, a farm, or consulting work), partnership, or corporation in which you or a member of your immediate family, separately or together, own an interest having a value in excess of $10,000.

If the enterprise is owned or operated under a trade, partnership, or corporate name, list that name; otherwise, merely explain the nature of the enterprise. If rental property is owned or operated under a trade, partnership, or corporate name, list the name only; otherwise, give the address of each property. Account for business interests held in trust.

___________________________________________________________________________
 
  Name of Business,                                        Gross Income
  Corporation,
  Partnership,     City or   Nature of Enterprise           $50,001    More
  Farm; Address of County    (farming, law, rental $50,000     to      than
  Rental Property  and State property, etc.)       or less  $250,000 $250,000
  ________________ _________ _____________________ ________ ________ ________
  ________________ _________ _____________________ ________ ________ ________
  ________________ _________ _____________________ ________ ________ ________
  ________________ _________ _____________________ ________ ________ ________
  ___________________________________________________________________________
                                                             RETURN TO ITEM 86

SCHEDULE G-1  F-1- PAYMENTS FOR REPRESENTATION BY YOU.

List the businesses you represented, excluding activity defined as lobbying in § 2.2-419, before any state governmental agency, excluding any court or judge, for which you received total compensation during the past 12 months in excess of $1,000, excluding compensation for other services to such businesses and representation consisting solely of the filing of mandatory papers and subsequent representation regarding the mandatory papers filed by you.

Identify each business, the nature of the representation and the amount received by dollar category from each such business. You may state the type, rather than name, of the business if you are required by law not to reveal the name of the business represented by you.

Only STATE officers and employees should complete this Schedule.

_____________________________________________________________________
 
              Pur-                       Amount Received
              pose
  Name  Type  of     Name
  of    of    Repre- of     $1,001  $10,001 $50,001  $100,001  $250,001
  Busi- Busi- senta- Agen-     to      to      to        to      and
  ness  ness  tion   cy     $10,000 $50,000 $100,000 $250,000    over
  _____ _____ ______ ______ _______ _______ ________ _________ ________
  _____ _____ ______ ______ _______ _______ ________ _________ ________
  _____ _____ ______ ______ _______ _______ ________ _________ ________
  _____ _____ ______ ______ _______ _______ ________ _________ ________
  _____________________________________________________________________

If you have received $250,001 or more from a single business within the reporting period, indicate the amount received, rounded to the nearest $10,000.


                                                Amount Received:______.

SCHEDULE G-2  F-2 - PAYMENTS FOR REPRESENTATION BY ASSOCIATES.

List the businesses that have been represented, excluding activity defined as lobbying in § 2.2-419, before any state governmental agency, excluding any court or judge, by persons who are your partners, associates or others with whom you have a close financial association and who received total compensation in excess of $1,000 for such representation during the past 12 months, excluding representation consisting solely of the filing of mandatory papers and subsequent representation regarding the mandatory papers filed by your partners, associates or others with whom you have a close financial association.

Identify such businesses by type and also name the state governmental agencies before which such person appeared on behalf of such businesses.

Only STATE officers and employees should complete this Schedule.

______________________________________________________________
 
  Type of business        Name of state governmental agency
  ____________________    ______________________________________
  ____________________    ______________________________________
  ____________________    ______________________________________
  ____________________    ______________________________________
  ______________________________________________________________

SCHEDULE G-3  F-3 - PAYMENTS FOR SERVICES GENERALLY.

Indicate below types of businesses that operate in Virginia to which services were furnished by you or persons with whom you have a close financial association pursuant to an agreement between you and such businesses, or between persons with whom you have a close financial association and such businesses and for which total compensation in excess of $1,000 was received during the past 12 months.

Identify opposite each category of businesses listed below (i) the type of business, (ii) the type of service rendered and (iii) the value by dollar category of the compensation received for all businesses falling within each category.

___________________________________________________________________________
 
                       Check                  Value of Compensation
                       if    Type
                       ser-  of
                       vices ser-
                       were  vice  $1,001  $10,001 $50,001  $100,001 $250,001
                       ren-  ren-    to       to      to       to      and
                       dered dered $10,000 $50,000 $100,000 $250,000   over
  Electric utilities   _____ _____ _______ _______ ________ ________ ________
  Gas utilities        _____ _____ _______ _______ ________ ________ ________
  Telephone utilities  _____ _____ _______ _______ ________ ________ ________
  Water utilities      _____ _____ _______ _______ ________ ________ ________
  Cable television
    companies          _____ _____ _______ _______ ________ ________ ________
  Interstate
    transportation
    companies          _____ _____ _______ _______ ________ ________ ________
  Intrastate
    transportation
    companies          _____ _____ _______ _______ ________ ________ ________
  Oil or gas retail
    companies          _____ _____ _______ _______ ________ ________ ________
  Banks                _____ _____ _______ _______ ________ ________ ________
  Savings institutions _____ _____ _______ _______ ________ ________ ________
  Loan or finance
    companies          _____ _____ _______ _______ ________ ________ ________
  Manufacturing
    companies  (state
    type of product,
    e.g., textile,
    furniture, etc.)   _____ _____ _______ _______ ________ ________ ________
  Mining companies     _____ _____ _______ _______ ________ ________ ________
  Life insurance
    companies          _____ _____ _______ _______ ________ ________ ________
  Casualty insurance
    companies          _____ _____ _______ _______ ________ ________ ________
  Other insurance
    companies          _____ _____ _______ _______ ________ ________ ________
  Retail companies     _____ _____ _______ _______ ________ ________ ________
  Beer, wine or liquor
    companies or
    distributors       _____ _____ _______ _______ ________ ________ ________
  Trade associations   _____ _____ _______ _______ ________ ________ ________
  Professional
    associations       _____ _____ _______ _______ ________ ________ ________
  Associations of
    public employees
    or officials       _____ _____ _______ _______ ________ ________ ________
  Counties, cities
    or towns           _____ _____ _______ _______ ________ ________ ________
  Labor organizations  _____ _____ _______ _______ ________ ________ ________
  Other                _____ _____ _______ _______ ________ ________ ________
  ___________________________________________________________________________
                                                             RETURN TO ITEM 98

SCHEDULE H-1  G-1 - REAL ESTATE - STATE OFFICERS AND EMPLOYEES.

List real estate other than your principal residence in which you or a member of your immediate family holds an interest, including a partnership interest, option, easement, or land contract, valued at $10,000 or more. Each parcel shall be listed individually.

_________________________________________________________________________
 
                         Describe the type of real
  List each location     estate you own in each      If the real estate is
  (state, and county     location (business, recre-  owned or recorded in
  or city) where you     ational, apartment, com-    a name other than your
  own real estate.       mercial, open land, etc.).  own, list that name.
  _____________________  __________________________  ______________________
  _____________________  __________________________  ______________________
  _____________________  __________________________  ______________________
  _____________________  __________________________  ______________________
  _____________________  __________________________  ______________________
  _________________________________________________________________________

SCHEDULE H-2  G-2 - REAL ESTATE - LOCAL OFFICERS AND EMPLOYEES.

List real estate other than your principal residence in which you or a member of your immediate family holds an interest, including a partnership interest or option, easement, or land contract, valued at $10,000 or more. Each parcel shall be listed individually. Also list the names of any co-owners of such property, if applicable.

_________________________________________________________________________
 
                     Describe the type
                     of real estate
                     you own in
                     each location     If the real estate
  List each location (business,        is owned or rec-
  (state, and county recreational,     orded in a name
  or city) where     apartment, com-   other than your    List the names
  you own real       mercial, open     own, list that     of any co-owners,
  estate.            land, etc.).      name.              if applicable.
  __________________ _________________ __________________ _________________
  __________________ _________________ __________________ _________________
  __________________ _________________ __________________ _________________
  __________________ _________________ __________________ _________________
  __________________ _________________ __________________ _________________
  _________________________________________________________________________

SCHEDULE I H  - REAL ESTATE CONTRACTS WITH GOVERNMENTAL AGENCIES.

List all contracts, whether pending or completed within the past 12 months, with a governmental agency for the sale or exchange of real estate in which you or a member of your immediate family holds an interest, including a corporate, partnership or trust interest, option, easement, or land contract, valued at $10,000 or more. List all contracts with a governmental agency for the lease of real estate in which you or a member of your immediate family holds such an interest valued at $1,000 or more. This requirement to disclose an interest in a lease does not apply to an interest derived through an ownership interest in a business unless the ownership interest exceeds three percent of the total equity of the business.

State officers and employees report contracts with state agencies.

Local officers and employees report contracts with local agencies.

_______________________________________________________________________
 
  List your real estate
  interest and the
  person or entity,
  including the type
  of entity, which
  is party to
  the contract.                                       State the annual
  Describe any                                        income from the
  management role and      List each governmental     contract, and the
  the percentage           agency which is a          amount, if any, of
  ownership                party to the contract      income you or any
  interest you or your     and indicate the           immediate family
  immediate family         county or city where       member derives
  member has in the real   the real estate            annually from the
  estate or entity.        is located.                contract.
  ______________________   ________________________   ___________________
  ______________________   ________________________   ___________________
  ______________________   ________________________   ___________________
  ______________________   ________________________   ___________________
  ______________________   ________________________   ___________________
  _______________________________________________________________________

§ 30-103.1. Certain gifts prohibited.

A. No legislator during his term of office shall solicit, accept, or receive any gift with a value that is reasonably expected to be in excess of $100, or gifts with an aggregate value reasonably expected to be in excess of $100, from any single source other than a relative or personal friend. Entertainment expenses that are accounted for in Schedule A of the Lobbyist's Disclosure Statement required by § 2.2-426 shall not be included in determining the total value of gifts received.

B. In determining whether the individual providing a gift is a personal friend, the legislator shall consider the circumstances under which the gift was offered, including (i) the history of the relationship between the individual giving the gift and the legislator receiving the gift, including any previous exchange of gifts between those individuals; (ii) whether, to the actual knowledge of the legislator, the individual who gave the gift personally paid for the gift or sought a tax deduction or business reimbursement for the gift; and (iii) whether, to the actual knowledge of the legislator, the individual who gave the gift also at the same time gave similar gifts to other legislators.

§ 30-111. Disclosure form.

A. The disclosure form to be used for filings required by subsections A and B of § 30-110 shall be substantially as follows:


                         STATEMENT OF ECONOMIC INTERESTS.
  Name ....................................................................
  Office or position held or sought .......................................
  Home address ............................................................
  Names of members of immediate family ....................................

DEFINITIONS AND EXPLANATORY MATERIAL.

"Business" means a corporation, partnership, sole proprietorship, firm, enterprise, franchise, association, trust or foundation, or any other individual or entity carrying on a business or profession, whether or not for profit.

"Close financial association" means an association in which the filer shares significant financial involvement with an individual and the filer would reasonably be expected to be aware of the individual's business activities and would have access to the necessary records either directly or through the individual. "Close financial association" does not mean an association based on (i) the receipt of retirement benefits or deferred compensation from a business by which the legislator is no longer employed, or (ii) the receipt of compensation for work performed by the legislator as an independent contractor of a business that represents an entity before any state governmental agency when the legislator has had no communications with the state governmental agency.

"Contingent liability" means a liability